Pass Laws in the Global Village: Enemy Aliens - Asylum Seekers, Economic
migrants and Border Controls
Nehal Bhutta
Ceuta is a small piece of Europe on the edge of northern shores of Africa.
Its 75000 inhabitants are Spanish nationals, coincidental beneficiaries of Spain's
incomplete withdrawal from its African provinces. Legally EU territory, Ceuta
is a possible point of entry for people from central and sub-saharan Africa
who, fleeing persecution, armed conflict or desperately insecure economies,
make a dangerous land journey across the continent to seek refuge in the North.
Conscious of Ceuta's "vulnerability" to this undesired cross-border
flow, in 1993 the EU authorised US$25 million to build a wall around it - two
parallel fences, 2.5 metres high and 5 metres apart, topped with barbed wire
and fixed with lamps at 33 metre intervals. 30 surveillance cameras overlook
rolls of razor wire laid between the perimeter fence and the inside fence. (1)
It seems fitting that this erstwhile colonial outpost - its boundaries drawn
with the casual avarice of the scramble for Africa - is now a weak point in
Europe's new mission : civilisatrice has been replaced with fortification, against
the migration of former colonial subjects from the South and East to the North.
Unlike the politicians of Europe, the Spanish border guards in Ceuta have little
difficulty understanding the link between colonial legacies and the circumstances
that may propel people to seek a better life elsewhere. Captain Jose Rebello,
interviewed by British journalist Jeremy Harding, asks "What colonial power
seriously tried to develop an infrastructure in its African possessions ? What
power ever attempted to play down tribal differences ? ... We, the colonial
powers, are reaping what we sowed. The sub-Saharans who get here are fleeing
death and hunger." (2)
The uninvited fleeing "death and hunger" can be crudely split into
three categories: persons who claim to be refugees within the meaning of the
Geneva Convention relative to the Status of Refugees 1951; those escaping civil
conflict or repression who do not fall within the narrow refugee definition,
and; persons hoping to escape the endemic economic insecurity which precludes
the realization of basic economic and social rights. In any given case, the
lines between these categories blur considerably.
A "refugee" under the Convention definition is someone who is outside
their country of nationality, and who has a "well-founded fear of persecution"
for reasons of race, religion, nationality, political opinion or membership
of a particular social group. An additional requirement is that the person must
be "unwilling or unable" to seek the protection of their country of
nationality. States who have ratified the Convention and subsequent Protocol
(138 at last count) are obligated to consider the applications of persons arriving
in their territory who seek asylum; if applicants are held to fit this definition,
then the State must permit them to stay in its territory and accord them the
basic civil and social rights enjoyed by its citizens. In practice, this has
meant an entitlement to permanent residency and naturalization.
The Refugee Convention definition was drafted in the immediate aftermath
of World War Two. Initially designed to provide a framework for the processing
of displaced millions in post-war Europe, it quickly became another terrain
upon which the Cold War was played out. Those crossing the Iron Curtain from
East to West were willingly accepted as refugees, living proof of the social
and ideological superiority of the Free World. For much of the life of the Convention,
a refugee was someone - usually male - fleeing Communism.
The many ambiguities of the Convention definition gives States considerable
latitude to adjust their concept of "refugee" to ideological, geopolitical
or domestic imperatives. Victims of non-state persecution, wars of aggression
by foreign states or complete state collapse can fall outside a particular state's
interpretation of the Convention, depending on whether it has adopted a restrictive
or purposive approach to protection obligations. (3) One state's "deserving
refugee" is another's "bogus asylum seeker" - in 1996, Canada
accepted 76 percent of applicants from Zaire and 81 percent of Somalis as Convention
refugees; the United Kingdom accepted 1 percent and 0.4 percent of applicants
from Zaire and Somalia, respectively. For almost a decade, Australia refused
to recognise 1600 East Timorese asylum seekers as refugees to avoid impliedly
criticising Indonesia's illegal occupation of the territory.(4)
Since the mid 1980s, the numbers of people seeking asylum in Western Europe
have risen rapidly, from 170,000 in 1985 to a peak of 700,000 in 1993. The number
has since declined, but remains significantly higher than 1985 levels, with
approximtaley 450,000 asylum claims lodged during 2000. (5) Of these, almost
300,000 sought asylum in one of five countries - Germany, the United Kingdom,
the Netherlands, Belgium or France. Many who enter clandestinely or overstay
their visas may never lodge an asylum claim at all, living and working informally
as undocumented workers. The levels of clandestine migration are difficult to
estimate, but the OECD's chief economist suggests that perhaps 500,000 undocumented
migrants enter Europe, and 300,000 enter the US, annually.(6) The number of
asylum applications lodged in Australia has remained between 8 and 12 thousand
per year over the 1990s, although within this total the number arriving by boat
increased sharply in 1999-2000.
Whichever category they fall into, the uninvited are not welcome in the developed
world. Australia's policies towards unauthorised arrivals - only now becoming
a subject of criticism and resistance after ten years - emerged in parallel
with the intensifcation of efforts in Europe and the United States to turn back
those who try to enter without prior permission of the state. While few countries
imprison unauthorised arrivals as zealously, or for as long, as Australia, most
have adopted punitive measures against persons within their territory without
the necessary papers. There are now over 100 immigration detention centers across
Europe, with most being built in the last decade.(7) Experiences of dehumanization,
deprivation and racism documented in Australian detention centers (8) have close
parallels in other countries, experiences which are unsurprising in light of
the professed "deterrence" rationale for locking people up. Embracing
the doubtful logic of deterring those who have yet to come by punishing people
who are already here, successive governments in Australia and the United Kingdom
have insisted that harsh measures are essential for border protection. Those
not detained are likely to be rendered destitute, denied access to almost all
forms of public assistance and prohibited from working while asylum claims are
processed.(9)
Ideally, however, unauthorised arrivals are simply to be prevented from setting
foot within a state's territory. This aim is achieved through the physical interdiction
of "boat people" before they enter national waters, or demanding that
international airlines departing "refugee producing" areas ensure
that all passengers have the required documentation to enter the country in
which they disembark. Most EU countries, along with Australia and the United
States, impose heavy fines on airlines for every unauthorised person unwittingly
carried into the country. To circumvent asylum seekers' entitlement to claim
refugee status once they enter a Convention signatory's territory, some countries
have designated certain detention centres and airport holding facilities as
"non-national territory."
Land borders considered vulnerable are fenced, electrified and kept under
surveillance using closed circuit and thermographic cameras. Borders guards
are increasingly militarised in their equipment and training, with the United
States' establishing a "Border Patrol Tactical Team" that receives
counterinsurgency-style training to police its border with Mexico.(10) Unsurprisingly,
a number of unarmed border crossers have been shot dead in the last three years.
The German BGS uses attack dogs in its patrols along the Polish - German frontier,
with 47 attempted entrants requiring medical treatment for bite wounds in the
last two years. German border guards are also permitted by law to confiscate
any money carried by unauthorised entrants caught at the border, in lieu of
a fine.
Such fortification of accessible borders propels would-be border-crossers
towards the most dangerous terrains, forcing them to take lethal risks and creating
a predictably high death toll. A 1997 University of Houston study documented
1200 deaths along the US - Mexico border, while we are yet to count the number
of people killed making the sea crossing from Indonesia to Australia in the
last few years.
The burden of stifling cross-border people movements is increasingly being
shifted to the developing world. A direct consequence of lifting internal barriers
to goods and people within Europe is a preoccupation with the strengthening
of the EU's external perimeter. In exchange for aid or as a condition for future
EU membership, non-EU states adjoining the EU are "encouraged" to
close known routes for clandestine migration, readmit persons apprehended or
turned back in the vicinity of their borders, and improve their surveillance
and documentation checks of those crossing their territory en route to Europe.
By declaring certain neighbouring countries to be "safe third countries",
EU states are able to reject without consideration asylum claims by persons
who have passed through Eastern Europe.(11) Asylum seekers in this position
may find themselves deported immediately to a bordering state under a readmission
agreement, and then expelled from the "safe state" to their country
of origin. Between 1993 and 1996, Germany expelled 1453 asylum seekers to Poland
who were then deported from Poland in 48 hours, either to another state further
east or to their home country.(12) The Schengen Information System (SIS), a
Europe-wide database to monitor "criminals, asylum-seekers and illegal
immigrants" and already containing 30,000 records, aims to facilitate the
tracking of "unwanted immigrants" from their first attempt to pass
border controls, and prevent them from trying again at another frontier.
"Airport Liaison Officers" deployed by states such as Australia
at airports in refugee producing countries helpfully assist local officials
in preventing embarkation by persons without the necessary documents. The Minister
for Immigration announced in February 2000 that the Indonesian government had
arrested 68 people from China allegedly on they way to Australia to seek asylum,
and Australia is providing aid to Middle Eastern and Asian nations to assist
the arrest of persons seeking to come to Australia "illegally."
Thus it would seem that, for the purpose of migration control, a wealthy
state's borders extend thousands of kilometers beyond the geographical frontier.
The underlying rationale is that the persecuted, poor or displaced are to be
quarantined from the developed world, contained as close as possible to the
places they want to leave behind in the hope that they will give up and go home.
At the very least, their desperation is to be kept at a comfortable distance.
Control Complexes - (Ab)uses of Border Controls
Unlike global transmigrations, border controls are relatively recent phenomena.
Their emergence is not co-original with the modern state system, but rather
post dates it by almost 200 years. Most states did not have the technical and
administrative capacity to police borders until the late 19th century (13);
Germany, France and the United States did not enact comprehensive immigration
legislation until after 1880, while Britain retained an "open door"
policy up to 1905. At international law, the oft-proclaimed "right"
of states to control entry into territory - now a universally espoused rationalization
for draconian policies - does not emerge in legal discourse until the 19th century
(14); classical jurists accepted a general right of free movement, provided
it was undertaken for lawful reasons. These could include economic ones, according
to Vattel:
The earth was designed to feed its inhabitants; and he who is want to starve
is not obliged to starve, because all property is vested in others ... Extreme
necessity revives the primitive communion, the abolition of which ought deprive
no person of the necessaries of life ... The same right belongs to individuals,
when a foreign nations [sic] refuses them a just assistance.(15)
Writing in early 18th century, Spanish jurist Francisco de Vitoria regarded
the right to migrate freely as having been established "from the beginning
of the world" and operating at that time in Europe.(16)
This enthusiasm for free movement is unsurpising, expressed as it was at
the nadir of the Age of Empire and with industrial capitalism incipient in Europe.
From 1700 to 1900, European empires orchestrated the greatest human migrations
for a thousand years. Millions crossed the Atlantic to the New World, (as refugees
from persecution or famine but mostly as "economic migrants") while
millions more were taken from Africa to labor in the New World and the old.
Labor migrations within Europe "were a key part of survival for those in
poor regions ... [and] ... a key component of the labor force for expanding
prosperous regions."(17) Prussian agriculture and Silesian mines could
not operate without Austrian and Russian Poles; between 1876 and 1915, 6 million
Italians worked on tunnels, railroads, roads and buildings throughout Europe.(18)
The newfound legitimacy of border controls in the early twentieth century
was inseparable from racist discourses of national identity nascent in Europe,
North America and Australia. Nationhood as a biological inheritance - as though
civilization courses in one's veins - was central to many nineteenth century
nationalisms, lending a self-preservatory urgency to controlling national borders:
the unchecked influx of other nationals threatened not only racial purity but
nation-ness itself. Few countries articulated this rationale for border control
with as much clarity as Australia, which introduced immigration laws excluding
non-white races: in the Federation Parliament, Deakin warned members that the
"national manhood, the national character and the national future were
at stake," while Hughes feared a leprosy plague if Asians immigrated.(19)
That the uninvited foreigner is, by definition, a threat to the nation remains
the most frequently articulated explanation for repressive border controls.
Minister Ruddock once claimed that the recent rise in asylum seekers coming
to Australia by boat represented the "greatest assault to our borders in
history" - hyperbole that must bring a bitter smile to any indigenous person
within earshot. Labor Senator Jim Short maintains that one of the "dividends"
of imprisoning asylum seekers is that "social cohesiveness and the harmony
of Australian society" is preserved. The racist premises of these arguments
are fairly obvious; they are not far removed from the sentiments of Deakin and
Hughes, and never lie far beneath the surface of public debate.(20) Dehumanizing
a social group is a crucial prerequisite for violating their human rights with
impunity, as Hannah Arendt well understood. She observed in The Origins of Totalitarianism
that "those whom the persecutor has singled out as the scum of the eart
- Jews, Trotskyites etc - actually were received as scum of the earth everywhere."
Wealthy states everywhere "prefer to keep prejudice and ambiguity in tact
as the first line of defence,"(21) encouraging - or at least, doing nothing
to combat - the view that illegal immigrants are "greedy", "opportunistic",
"scum" (assorted UK tabloids), "queue jumpers", "dishonest"
or "terrorists" (Australian papers).
Bordering on the absurd: A paradox of globalization ?
A paradox that it is immediately apparent and commonly remarked upon is,
how can states commit themselves to the dissolution of barriers to flows of
trade and capital while simultaneously fortifying barriers to people ? How is
it that the neo-liberal values of risk taking, adaptability and flexibility
are praiseworthy in an unemployed person who travels to another city to find
work, but the worker who comes from another country with the same aims is a
self-serving opportunist deserving only of incarceration and expulsion ?
The paradox is more apparent than real. Falling to earth from the ethereal
heights of ideology, we find that the "neo-liberal values" of global
capitalism conceal an enduring reality - that the "freedoms" promised
by liberalization are the prerogatives of the wealthy, just as the "development"
promised by colonization accrued only to the metropole. A free market in labor
is subject to the right to exclude; economic and social rights are subject to
the right to exploit a territory's natural, labour and intellectual property
resources, wherever they may be. In the history of capitalism, there is nothing
paradoxical about a situation where humans move most easily across frontiers
when they most resemble commodities or capital: people with lots of money, or
with marketable scarce skills.
The vehement insistence on "sovereignty" against the uninvited,
at a time when most states are delegating control over other social policies
to unaccountable transnational entities, is similarly not as contradictory as
it seems. Frustration at governments' reluctance to respond to their electorates'
growing economic insecurity, and the attendant crisis of losing democratic control,
may be deflected by highlighting repressive state measures in "defence"
of national sovereignty . Tony Blair made the connection in a confidential memo
to staff in April 2000: "There are a clutch of issues - seemingly disparate
- that are in fact linked. They are roughly combining "on your side"
with toughness and standing up for Britain ... [A]sylum and crime may appear
unlinked to patriotism, but they are partly because they are toughness issues
... On asylum we need to be highlighting removals - also if benefits bills really
start to fall, that should be highlighted." (22) Populist demagoguery against
"illegals" has become a maginot line in the defence of states finding
it harder than ever to convince constituents that they act for the "public
good".
It is not that the North no longer needs migrant labour. In the decade after
World War Two, all industrialised European states used temporary labour recruited
from less developed regions such as southern Europe, and eventually supplemented
from the Middle East and Asia. Legal channels for labour migration ended in
1973, but a substantial undocumented workforce continues to do the low-skill,
low-wage work that domestic populations shun. In the United States, a permanent
undocumented workforce estimated at between 3 and 10 million occupy the many
contingent and insecure jobs created by a post-industrial economy. A United
Nations' report notes the contradiction between tough rhetoric and draconian
measures against "illegal", and industrialised countries continued
dependence on their labour: there is "official disapproval" but "systems
of enforcement less effective than they might be so that enough construction
workers, fruit pickers or nannies can find their way in."(23) Paul Ganster
of the Institute for Regional Studies in California comments that "the
one certain thing is that, in times of expansion, the authorities have looked
the other way in terms of undocumented labour".(24)
The threat of being reported to immigration authorities ensures that undocumented
workforces are "hyperexploitable", and easily dispensed with when
work dries up. An undocumented African worker in the south of Spain explains:
"It's torture ... [The boss] knows you'll put up with all the extra work
he gives you to do, to get everything out of you. He knows very well that if
you do get your papers one day, you'll change your job and look elsewhere. Without
papers, you'll stay the same for ever; you depend on those papers."(25)
In the US, employers have reported undocumented workers to the INS when they
are no longer needed, or complain about their conditions.(26)
Border controls thus have an important function complementary to "globalization":they
"facilitate the extraction of cheap labour by assigning criminal status
to a segment of the working class" (geographer Saskia Sassen). Industrialised
states' dependence on migrant labour is likely to increase. A recent United
Nations' study estimates that, at current fertility and migration levels, the
working age population in the EU will decline by 61 million in fifty years,
avoidable only if net immigration doubles.(27) Maintaining "fortress Europe"
in parallel with a labour shortage promises a dystopic scenario: labour migrants
are treated as a flexible and mobile pool of workers, accepted as and when needed,
but without rights of free movement, settlement or political enfranchisement
in the places they work. In apartheid South Africa, racially-based pass laws
had a similar effect.
Local responses, global responsibilities
The reasons behind why people move across borders, and where they try to
go, are complex. Poverty and persecution are significant "push" factors,
but by no means decisive ones. In her review of two hundred years of migration
in Europe, human geographer Saskia Sassen concludes that migrations are "patterned,
bounded in scale and duration, and conditioned on several particular processes.
Migrations were not simply an indiscriminate flow from poverty, as suggested
in the imagery of 'mass invasions' ... [O]nly a very tiny fraction of poor people
emigrate..."(28) Nevertheless, intensifying immiseration combined with
social instability and institutional collapse are powerful incentives to leave
a place, and with the almost complete closure of legal avenues of migration
to the developed world, there are only two options: apply for refugee status
or enter illegally.
Receiving states are not insulated from the causes of migration, but bear
some responsibility for the volatile mix of poverty and conflict which underlie
recent cross-border movements. Last year, Afghanistan and Iraq produced the
largest number of refugee applications in Europe and Australia. In Iraq's case,
the West financed and armed Saddam Hussein's brutal dictatorship throughout
the 1980s, and since 1991 has punished the civilian population with a sanctions
regime that has crippled the economy; Afghanistan's fundamentalists were first
nurtured by the US to undermine Soviet control, and then left to their own devices
at the end of the Cold War.(29) In Eastern Europe, Latin America, Africa and
Asia, Northern-dominated international financial institutions mandated the implementation
of structural adjustment programs (SAPs) that devastated economic growth, intensified
poverty and retarded social development, to the benefit of northern banks. (30)
According to UNHCR, SAPs "have undoubtedly prompted migratory movements"
from all of these less-developed regions.(31)
Global polarization is accelerating, with the industrialized states (20 percent
of the global population) accounting for 85 percent of trade, investment and
growth - up from around 70 percent in 1966. Over the same period, the poorest
20 percent's share of global income fell from 2.4 percent to 1.4 percent. Net
transfers of income from the developing to the industrialized world amounted
to $147 billion, while development aid was uniformly cut. Border controls play
at least some part in preserving this maldistribution of income and wealth,
impeding one of the few direct ways in which redistribution can occur: an OECD
study found that in 1998, foreign workers remittances across 30 countries totalled
$50 billion, about as much as the OECD dispensed in foreign aid that year and
up to one and half times the value of individual countries' exports of goods
and services.
In July 1999, two teenage boys from Guinea Conakry, Fode Tounkara and Yaguine
Koita, hid in the undercarriage of an Airbus bound for Brussels.(32) Discovered
along with their frozen corpses was a letter addressed to the "Excellencies,
gentleman members and responsible citizens of Europe." The letter offers
"our most delightful salutations, the most loving and respectable in life"
and implores "please help us ... We have war, sickness, hunger etc. In
Guinea we have many schools but a great lack of education ... we suffer too
much in Africa and need your help to struggle against poverty and war. We want
to study and become like you in Africa ...". The poignant and self abasing
tone of the message touched a nerve in Belgium, which, in a fit of bad conscience,
gave the children's bodies a ceremonial departure and increased development
aid to its former dominion. A Belgian columnist observed, however, that if the
boys had arrived alive they would have been transported straight to a detention
center to wait deportation, and their note would have been "read only by
an immigration official or police officer before being tossed in the bin."
Endnotes
-
J Harding, The Uninvited (2000, London Review of Books Publication) 115.
-
Ibid, 116
-
Examples of "restrictive" and "purposive" interpretations
of protection obligations can be found in Justice A M North and N Bhuta, "The
Future of International Protection: The Role of the Judge" (2001) Georgetown
University Immigration Law Journal (forthcoming).
-
See "The Final Solution", ABC Four Corners Transcript, 15 June
1998.
-
See generally, United Nations High Commissioner for Refugees, "Asylum
Applications Submitted in Europe, 2000".
-
Ignazio Visco, "Immigration, Development and the Labour Market",
paper delivered at the International Conference on Migration Scenarios for the
21st Century, Rome, 12-14 July 2000, 5.
-
T Hayter, Open Borders: The Case Against Immigration Controls (2000, Pluto)
113.
-
See Human Rights and Equal Opportunity Commission, For those Who've Come
Across the Seas (1998, AGPS); P Mares, Borderline: Australia's Treatment of
Refugees and Asylum Seekers (2001, UNSW Press) 80 - 83
-
S Taylor, "Do On-Shore Asylum Seekers Have Economic and Social Rights
? Dealing with the Moral Contradictions of Liberal Democracy" (2000) 1
Melbourne Journal of International Law 70; R Cholewinski, "Enforced Destitution
of Asylum Seekers in the United Kingdom: The Denial of Fundamental Human Rights"
(1998) 10 International Journal of Refugee Law 462.
-
Carol Nagenast, "Militarizing the Border Patrol" (1998) 32(3) NACLA
Report on the Americas 37
-
Jelle Van Buuren, "Fortress Europe Raises the Barricades", Le Monde
Diplomatique, March 1999.
-
Refugee Council (UK), The Price of Survival (1998).
-
S Sassen, Guests and Aliens (1999) xv.
-
James Nafziger, "General Admission of Aliens at International Law"
(1983) 77 American Journal of International Law 804.
-
E de Vattel, The Law of Nations (J Chitty, ed, 1839), bk II, § 120 at
178
-
F de Vitoria, De Indis et de Jure Belli Relectiones 151 (E Nys, ed, 1917).
-
Sassen,Guest and Aliens, op. cit. 16
-
Ibid Ch 4.
-
M Clark, Manning Clark's History of Australia (abridged by M Cathcart, 1993)
463. See also K Cronin, "A Culture of Control: An Overview of Immigration
Policy Making" in Jupp and Kabala, eds, The Politics of Australian Immigration
(1993, AGPS) 83, 88.
-
M Grattan, "Immigration and the Australian Labour Party" in Jupp
and Kabala, eds, The Politics of Australian Immigration (1993, AGPS) 127 -144
-
Harding, op. cit. 55.
-
Memoranda from "TB" of December 1999 and April 29 2000, published
in The Times, 16 and 27 July 2000.
-
United Nations, Human Development Report 1994, (Oxford, 1994) 35
-
Duncan Campbell, "Death in Twenty Four Hours or a New Life in the Promised
Land", Guardian Weekly, March 22-28, 2001.
-
Victor Angel Lluch, "Spanish Apartheid: Plastic Wrapped", Le Monde
Diplomatique, March 2001.
-
Nagenast, op.cit.
-
United Nations Population Division, Replacement Migration:Is it A Solution
to Declining and Aging Populations ? (2000, UN) 21.
-
Sassen, op. cit. xiv
-
Dilip Hiro, "The Cost of an Afghan Victory", The Nation, 15 February
1999, 17
-
M Chossodovsky, The Globalization of Poverty (Zed, 1999); C Caulfield, Masters
of Illusion (MacMillan, 1998); United Nations, Human Development Report 1994
and 1996, (UN, 1994/6); L Taylor and U Pieper, Reconciling Economic Reform and
Sustainable Human Development: Social Consequences of Neo-Liberalism (UNDP,
1996)
-
United Nations' High Commissioner for Refugees, State of the World's Refugees
1997 (UNHCR, 1997) Ch 5.
-
Stephen Bates, "Dead Stowaways left Plea for Africa", Guardian
Weekly, 5 August 1999.
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